As a registered investment advisor, we have a fiduciary responsibility to act in the best interest of our clients. That means, very simply, that your needs come before ours.
To further document the conduct that our clients should expect from us, we have adopted the CFA Institute Code of Ethics and Standards of Professional Conduct, which the Institute has posted on its website.
The CFA Institute is a non-profit organization of investment professionals that awards the CFA and CIPM designations, promotes ethical standards, and offers educational opportunities for its members. Tom Brakke is a Chartered Financial Analyst (CFA).
We are committed to maintaining fiduciary practices of the highest standard and to helping our clients understand the duties owed to them by their financial advisors. Clients and prospective clients are urged to ask questions about this important topic and what it means for their financial protection.
